FINRA.org - A vibrant market is at its best when it works for ...
As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways.
Financial Industry Regulatory Authority - Wikipedia
Regulation and licensure functions FINRA regulates trading in equities, corporate bonds, securities futures, and options. All firms dealing in securities that are not regulated by another SRO, such as by …
Understanding FINRA: Rules, Oversight, and Investor Protection
Nov 2, 2025 · FINRA governs U.S. brokers and broker-dealers, ensuring investor protection and rule enforcement. Learn about its oversight role and the benefits to investors.
Financial Industry Regulatory Authority (FINRA) | Legal ...
The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization established in 2007 through the consolidation of the National Association of Securities Dealers (NASD) and certain …
About Us - Finra Foundation
FINRA, the Financial Industry Regulatory Authority, regulates all securities firms doing business in the United States. FINRA is dedicated to investor protection and market integrity.
What Is FINRA? - The Motley Fool
Oct 13, 2025 · FINRA is a non-governmental organization that creates and enforces the rules regulating registered brokers and brokerage firms.
What is FINRA and what does it do? - Yahoo Finance
Jun 5, 2024 · Here are the key details of FINRA, some of its benefits and how it differs from the SEC.