whereas the Series 7 license allows the rep to sell a wider variety of securities. The Series 6 and the Series 7 are required by FINRA to become licensed to buy and sell certain types of investments.

Tradias secured a securities trading bank license from BaFin, allowing it to operate independently and expand its offerings ...

The Series 7 was required of all financial professionals ... of finance for which one will likely need the Series 79 license. FINRA Rule 1220(b)(5) defines the different types of representative ...

they would need to obtain a different securities license, such as the FINRA Series 7 license. Individuals who hold a Series 6 license may be responsible for providing investment advice and ...

Armour Residential REIT 7.0% Series C Preferred (ARR.PR.C) is a smart investment choice in a favorable interest rate ...

The middle market M&A environment in 2024 is hot, even following a period of financing challenges, interest rate increases ...

The Securities and Exchange Commission (SEC) charged Minerco Inc. and its former executives, Bobby Shumake Japhia, and Julius ...

She has been an investor, entrepreneur, and advisor for more than 25 years. She is a FINRA Series 7, 63, and 66 license holder. Suzanne is a content marketer, writer, and fact-checker.

Their casual and chatty style is a bit hit with followers; critics warn their advice can sometimes be misleading as SEBI ...

Arbor Realty's preferred stocks offer high yields and significant capital appreciation potential. Click here for a detailed ...

Visitors to the booth will experience the newest innovations firsthand, including: Strategic Meetings In addition to product ...

Cerebras disclosed that its sales increased to $136.4 million in the first six months of the year, up from $8.7 million in ...