The Securities and Exchange Commission (SEC) continued its recent run of pushing through remaining regulations under the Dodd-Frank Act of 2010 by adopting new rules to mitigate conflicts of interest ...

On January 25, 2023, the Securities and Exchange Commission (the Commission) voted unanimously to re-propose new Securities Act Rule 192. The proposed rule would prohibit securitization participants ...

The US Department of the Treasury called for the repeal of the provision in the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act that requires publicly traded US oil, gas, and other ...

The Securities and Exchange Commission (SEC) moved quickly to adopt an unfulfilled mandate of the Dodd-Frank Act to prevent the sale of certain securities if there is a conflict of interest. The rule, ...

The US Securities and Exchange Commission’s (SEC) Rick Fleming has come out in defence of the embattled Dodd-Frank Act following President-Elect Donald Trump’s repeated threats to repeal and replace ...

The Dodd-Frank Wall Street Reform and Consumer Protection Act is a massive piece of legislation. The primary driver behind the new law is the economic crisis of 2008, when a handful of firms ...

The Securities and Exchange Commission (“SEC”) unanimously voted yesterday to re-propose a rule to prohibit conflicts of interest in certain securitization transactions. The SEC previously proposed, ...