We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

In Berman v. Neo@Ogilvy LLC, 801 F.3d 145 (2d Cir. 2015), the U.S. Court of Appeals for the Second Circuit upheld a U.S. Securities and Exchange Commission rule that extended the protection of the ...

When Congress passed the Dodd-Frank financial reform law in 2010, it provided broad protection for whistle-blowers. The law prohibited employers from retaliating against anyone who reported securities ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins Some states have laws and ethical rules regarding solicitation and ...

In his Corporate Litigation column, Joseph M. McLaughlin writes that the Northern District of California recently grappled with a new whistleblower protection issue: whether directors who allegedly ...

On September 17, 2025, in Prkic v. Sezzle, Inc., the U.S. District Court for the District of Colorado dismissed whistleblower retaliation claims under both the Sarbanes-Oxley Act (“SOX”) and the ...

The Securities Exchange Commission ("SEC") has, in furtherance of its whistleblower program, taken actions recently that have led to lenders updating the confidentiality sections of credit agreements ...

WASHINGTON (Reuters) - U.S. House Republicans are mounting a last-ditch effort to influence a corporate whistleblower rule that companies fear will drive cash-hungry tipsters directly to the ...

Treasury Secretary Scott Bessent on Thursday reportedly criticized the Dodd-Frank rules, stating that this legislation has left a “trail of destruction” in its wake. Speaking at the Community Bank ...