The Consumer Financial Protection Bureau (CFPB) issued a long-anticipated Notice of Proposed Rulemaking (NPRM) revising its ...

The Dodd-Frank Wall Street Reform and Consumer Protection Act has stated goals of lowering risk, promoting transparency, and protecting the American public. Nonetheless, the impact of Dodd-Frank may ...

As opposition to the Dodd-Frank Act builds, the pace of rulemaking continues to fall woefully behind schedule. At the start of this month, just 37 percent of the 398 total required rulemakings have ...

On November 13, the CFPB published a proposed rule in the Federal Register to revise certain provisions of Regulation B, subpart B, ...

The Guide includes nine sections that cover key elements of Section 1071 compliance and offer helpful explanations and examples. For instance: Who and what is covered. Who: Generally, financial ...

Landmark legislation to rock the industry? When President Barack Obama signed the Dodd-Frank Wall Act into law in July, the intent of the legislation, which weighs in at a whopping 2,319 pages, was to ...

The Securities and Exchange Commission (SEC) continued its push to get across the finish line the remaining provisions of the Dodd-Frank Act with the adoption of a new rule for institutional ...

The U.S. House of Representatives will vote on a Senate-approved bill to ease federal restrictions on banks and reduce the cost of regulatory compliance. “We’ve got an agreement on moving different ...

The authors write "This article summarizes recurring issues and compliance considerations for Data Providers as they grapple with implementation under the Rule and practical recommendations for ...

Etrali, with mobile technology partner Natterbox, will be recording any conversation by traders on cell phone devices, including "pre-execution information". As stipulated under Dodd-Frank, recordings ...

The long-awaited bill is finally taking shape and traditional finance is calling it the biggest regulatory overhaul since ...

For some banks, meeting regulator requests for information is proving challenging. CIOs can help by creating industry-leading data transparency and analytical capabilities. As an avalanche of new ...